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Reducing Election Risk

Mapping Processes to reduce Election Risks

Elections are events which most of us take for granted and our involvement lasts only a few moments when we add a cross to a ballot paper. There is, however, a continuous cycle of work going on in the background such as the annual canvass of electors, the requests for postal ballots and the changes in electoral law, particularly in Scotland and Wales. When an election is announced, it is the start of a project which has to be correct in every detail and where late completion is not an option.

Chief Executives have personal responsibility for the election process, but often do not have hands-on experience of the day to day management of the project. This is the responsibility of the Elections Officer who manages the whole process, with the aid of perhaps two or three permanent staff supplemented by small armies of temporary or casual staff at peak periods in the project.

The actual operation of the election project is often a mystery to everyone but the Election Officer and his team. The training and induction process for the various groups of casual labour that supplement the election team as the electoral year progresses is a time-consuming task. Processes have been hitherto communicated by word of mouth or in writing, but by mapping the processes, particularly the decision points in the process, those involved can see at a glance the structure of the operation.

Managing elections is a high risk activity for Chief Executives, because errors in the process are exposed all too readily by the media. A solution is to extend accreditation structure to cover the election process, and detail the processes, sharing them with those involved to reduce risks and increase certainty.

Mapping processes reduces risks by identifying the staff and activities, particularly those induction and training processes which need to be applied to the numerous temporary staff over a short period of time.

One County Council used process mapping to develop and improve the quality and resilience of its election services. The project was prompted by a need to reduce risks by documenting the processes involved. Project plans had been used but were limited in their scope.

The process mapping exercise was completed over a period of three months, culminating in some 54 maps being transferred to the internal web of the county council, thus allowing access by authorised staff across the authority. From this point on, the maps could be refined and references added to any point in the process to ensure that staff had an understanding of the activity and access to associated information at their fingertips.

Now achieved, the process maps will be available for all future elections. New regulations or changes in legislation affecting the election process can be readily and quickly added to the process map and made available across the web to all relevant staff. So whenever an election is called, the County Council has its processes in place to make the procedure as straightforward and risk free as possible.

The mapping process is a valuable tool which can be used effectively to identify those election functions which can be undertaken well before the election period begins, such as the identification of polling stations, availability of staff and the appointment of contractors. This is particularly helpful to electoral practitioners by instilling a discipline ensuring that all preparatory work is completed well before an election is announced, or even before press speculation begins to hint at the possibility of an election.

A snap election has not been called for more than twenty years, but with the aid of process maps, Returning Officers will be secure in the knowledge that all possible preparatory work has been completed, and electoral administrators in a position of readiness in the event of an early election.

The election process lends itself to process mapping. General, Local, European and now Welsh Assembly and Scottish Parliament elections, are all similar but each is operated in a slightly different way. The core processes remain the same but differences occur with the ballot paper and counting processes, particularly where proportional representation is concerned.

It is frequently acknowledged that the practical application of election management and electoral registration is not uniform throughout the country. Process mapping can help to ensure that local authorities throughout the UK adopt uniform procedures. This can only be to the benefit of Returning Officers, electoral administrators and electors alike.


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